Insurance Broker Internal Audit Services in Singapore
Our Focus
We provide risk-based internal audit services tailored to the nature, scale and operating environment of each insurance broker. Our work provides an objective assessment of the organisation’s overall control environment and highlights areas where improvements may be needed.
Key Responsibilities of a General Insurance Broker
01Client & Advisory Processes
Maintaining appropriate processes to understand client needs and support the provision of suitable insurance advice.
02Books & Records
Maintaining accurate and appropriate books, records and documentation to support the organisation’s activities.
03AML/CFT & Regulatory Compliance
Maintaining appropriate measures to manage regulatory and financial crime risks arising from the organisation’s activities.
04Representative & Third-Party Oversight
Maintaining appropriate oversight of representatives and relevant third-party relationships.
05Business Continuity & Resilience
Maintaining appropriate arrangements to support the continuity and resilience of critical business activities.
Supporting Your Internal Audit Function
Let's explore how our review services can support your organisation.
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